Broker Check

HELPING  INDEPENDENT  WEALTH  ADVISORS  THRIVE

About the Firm

Our four owners, Duvan Brock, John Lord, Ernest Smith and Jerry Dempsey

Working Together

Jeanne Dillard's and Tammy Parks' years of experience have prepared them to give the best possible service to advisors and clients. 

Compliance Approach

Our Chief Compliance Officer, Kathi Mansfield is ready and able to guide you through consistantly arising compliance issues.

Dempsey Lord Smith, LLC exists to help independent financial advisors succeed in serving the financial planning needs of their clients.  We believe the financial needs of clients are best served by a local, independent financial advisor who has the objectivity and freedom to fulfill their client's needs by choosing the best products and services available.  

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