Broker Check

Join Our Team

If you are a financial advisor, consider affiliating with Dempsey Lord Smith, LLC as your broker-dealer.  We will help you grow your business while allowing you to maintain your independence that we all know is key to providing superior service to your clients.  At Dempsey Lord Smith, we are keenly aware that there are many choices available to you when choosing a broker-dealer. Once you get to know us, we believe you’ll see what makes us different. Professionals who choose to join our team benefit from our:

  • Low fees
  • Common-sense compliance
  • Outstanding product selection
  • Onsite and online training
  • Professional networking

Most importantly, however, is our approach to working together toward mutual success. We understand that we exist to serve you and your clients. Our entire team takes great pride in our competence, responsiveness, and genuine concern for the advisors and investors we serve.

In an effort to offer other financial advisors the same advantages that those of our firm enjoy, we are actively recruiting financial advisors to join our  team.  For more information, email or call Kathi Mansfield at 706-238-9575.  Or fill out and return the attached forms.  Pre-Hire forms

Our Process

Jeanne and Tammy discuss an operations solution.

Our Future

Drew brings new ideas to the firm.

Our Values

Trust. Honesty. Integrity. We believe values matter, and we live by ours every day.