Broker Check

Working Together

Serving the advisor’s best interest

We serve the best interests of our advisors. Because your best interests are our best interests.

At Dempsey Lord Smith, LLC, all four of our owners are producers. They understand your processes, compliance challenges, and the desire you have to serve clients as efficiently as possible.

Our processes are designed to support your business goals, rather than impose rules that undermine your efforts.

  • In the beginning, we will offer full transition support for 3 months.
  • One-on-one training
  • In-office training for you or your staff member
  • Training sessions to all independent financial advisors
  • A Firm Reference Guide (How to get started and learn our processes and procedures).

In order to provide tailored solutions when you need them, we will work hard to establish a strong relationship with you and get to know your business. When you call the home office, you’ll never get stuck in an automated phone queue. Instead, a friendly, capable service member will speak directly with you to address your every need.

Jeanne possesses a wealth of knowledge in operations.

 Always ready to help with a smile.

Michael is a great resource for AdvisorLynx. 

We are only a phone call away.

Ready to start the day!

Tammy is always ready to help new brokers and new clients.