Broker Check

Fee Structure

General Fees

At Dempsey Lord Smith, LLC, we keep fees as low as possible to reduce your cost of doing business. While many broker-dealers impose excessive fees on advisors for compliance, E&O, etc. Dempsey Lord Smith is committed to keeping fees at a nominal level – just one of the many ways we are committed to supporting the growth of your business.

  • DLS Errors and Omissions Insurance: $175/month
  • AdvisorLynx Technology Fee: $125/month
  • AdvisorLynx for Assistants:  $30/month
  • Wealthscape:   $30/Month
  • Alternate emails:   $20/Month per email
  • Social Media:   $15/Month per media

**Non-firm-related fees include your state licensing and registrations as required.


Dempsey Lord Smith, LLC offers generous payouts.

Our payout schedule is:

  •             $0 - $150,000 . . . . .      85%
  •             $151,000 - $500,000 .   90%
  •             $501,000 -      * . . . . .   92%

If during the course of the calendar year, you move up in the grid, we will change to the payout grid going forward.

Faye's many years of experience in accounting and payroll prove to be userful at Dempsey Lord Smith, LLC

Faye is also the friendly voice on the phone when you call our Home Office.,