Fee Structure

At Dempsey Lord Smith, LLC, we keep fees as low as possible to reduce your cost of doing business. While many broker-dealers impose excessive fees on advisors for compliance, E&O, etc. Dempsey Lord Smith is committed to keeping fees at a nominal level – just one of the many ways we are committed to supporting the growth of your business.

• DLS Errors and Omissions Insurance: $270/month
• AdvisorLynx Technology Fee: $125/month
• AdvisorLynx for Assistants:  $30/month
• Wealthscape:   $30/Month
• Alternate emails:   $20/Month per email
• Social Media:   $15/Month per media

**Non-firm-related fees include your state licensing and registrations as required.

Dempsey Lord Smith, LLC offers generous payouts.

Our payout schedule is:

•             $0 - $150,000 . . . . .      85%
•             $151,000 - $500,000 .   90%
•             $501,000 -      * . . . . .   92%

If during the course of the calendar year, you move up in the grid, we will change to the payout grid going forward.